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Trump donor LPL Financial, one of the largest independent broker dealers, may have exposed client data for over a decade all under the eyes of FINRA and the SEC who have issued no ‘real’ fines, solutions or prosecutions. 2008 According to the SEC's order, LPL experienced multiple hacking incidents between July 2007 and early 2008, and unauthorized persons gained access to the online trading platform LPL provided for its registered representatives. https://www.sec.gov/news/press/2008/2008-193.htm 2018 LPL failed to investigate numerous attempts to gain unauthorized access to electronic systems that should have resulted in the filing of Suspicious Activity Reports. https://www.finra.org/newsroom/2018/finra-fines-lpl-2-point-75-million-for-complaint-reporting-and-aml-program-failures You can look up the incidents yourself, there are FAR too many to list, but for a firm whose Boston monkey execs tout it’s technology like a mantra, the reality is stuff like this....... https://onwallstreet.financial-planning.com/news/finra-fines-wells-fargo-lpl-and-others-144-million-for-lax-protection-of-client-data ...this https://www.finra.org/newsroom/2013/lpl-pay-9-million-systemic-email-failures-and-making-misstatements-finra ...and this https://www.investmentnews.com/article/20150506/FREE/150509961/lpl-financial-fined-11-7-million-for-widespread-supervisory-failures ...again...these are the best paid and ‘protected’ imbeciles in the history of financial markets.....

Trump donor LPL Financial, one of the largest independent broker dealers, may have exposed client data for over a decade all under the eyes of FINRA and the SEC who have issued no ‘real’ fines, solutions or prosecutions. 2008 According to the SEC's order, LPL experienced multiple hacking incidents between July 2007 and early 2008, and unauthorized persons gained access to the online trading platform LPL provided for its registered representatives. https://www.sec.gov/news/press/2008/2008-193.htm 2018 LPL failed to investigate numerous attempts to gain unauthorized access to electronic systems that should have resulted in the filing of Suspicious Activity Reports. https://www.finra.org/newsroom/2018/finra-fines-lpl-2-point-75-million-for-complaint-reporting-and-aml-program-failures You can look up the incidents yourself, there are FAR too many to list, but for a firm whose Boston monkey execs tout it’s technology like a mantra, the reality is stuff like this....... https://onwallstreet.financial-planning.com/news/finra-fines-wells-fargo-lpl-and-others-144-million-for-lax-protection-of-client-data ...this https://www.finra.org/newsroom/2013/lpl-pay-9-million-systemic-email-failures-and-making-misstatements-finra ...and this https://www.investmentnews.com/article/20150506/FREE/150509961/lpl-financial-fined-11-7-million-for-widespread-supervisory-failures ...again...these are the best paid and ‘protected’ imbeciles in the history of financial markets.....